Sector Regulation Sector Regulation

US SEC’s 'long overdue' rules for security-based swap dealers due to go into effect in November, Gensler says

By Neil Roland
  • 27 Jul 2021 14:23
  • 31 Jul 2021 04:10
The US Securities and Exchange Commission’s “long overdue” rules on registration of security-based swap dealers and transaction-by-transaction reporting by these dealers are due to go into effect in November, over five years after their adoption, SEC Chair Gary Gensler said.

“The rules going live this fall will increase transparency and reduce risk

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