Financial Services Financial Services

US SEC cyber-related plans should be consolidated into one, industry groups say

By Neil Roland
  • 24 May 2023 22:13
  • 24 May 2023 22:13
The US Securities and Exchange Commission should consolidate three cybersecurity-related proposals into one — specifically, a plan to make broker-dealers and investment advisers notify individuals facing identity-theft risk from data breaches, industry groups said this week.
In addition, the Investment Company Institute, which represents mutual funds, and the Bank Policy

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Neil Roland

Senior Correspondent

Neil has covered U.S. financial regulation for over two decades, mostly for Bloomberg and Crain Communications. He received a Loeb award for coverage of regulators' response to the collapse of Enron. He also garnered a SABEW award and some Jesse H. Neal awards for stories on the Federal Reserve's response to the 2008 financial crisis. Roland has appeared as a commentator on Fox TV, NPR, C-Span and Bloomberg TV. He received a Master's degree in public policy from Harvard and a Bachelors degree in economics from Cornell.

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