Financial Services Financial Services

Cyber proposals for broker-dealers, investment companies, advisers on tap from US SEC next week

By Neil Roland
  • 10 Mar 2023 22:01
  • 10 Mar 2023 22:30
The US Securities and Exchange Commission is preparing Wednesday to propose rules to strengthen cybersecurity practices among broker-dealers, investment companies and investment advisers.

These plans have been in the works for over a year, as indicated by a speech Chair Gary Gensler gave in January 2022.

One proposal calls for

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Neil Roland

Senior Correspondent

Neil has covered U.S. financial regulation for over two decades, mostly for Bloomberg and Crain Communications. He received a Loeb award for coverage of regulators' response to the collapse of Enron. He also garnered a SABEW award and some Jesse H. Neal awards for stories on the Federal Reserve's response to the 2008 financial crisis. Roland has appeared as a commentator on Fox TV, NPR, C-Span and Bloomberg TV. He received a Master's degree in public policy from Harvard and a Bachelors degree in economics from Cornell.

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