Sector Regulation Sector Regulation

Comment: US SEC’s credit-rating agency report fails to name rules violators despite recommendation of investor-advisory panel

By Neil Roland
  • 02 Feb 2022 10:23
  • 02 Feb 2022 10:23
The US Securities and Exchange Commission report this week on examination results for credit-rating agencies didn’t identify rules violators despite a recommendation for more transparency from the commission’s own investor-advisory committee.

The annual report said, for example, that one of the three large US credit-rating agencies — Standard & Poor’s Global Ratings, Moody’s

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