Financial Services Financial Services

Comment: US SEC’s credit-rating agency report fails to name rules violators despite recommendation of investor-advisory panel

By Neil Roland
  • 02 Feb 2022 10:23
  • 02 Feb 2022 10:23
The US Securities and Exchange Commission report this week on examination results for credit-rating agencies didn’t identify rules violators despite a recommendation for more transparency from the commission’s own investor-advisory committee.
The annual report said, for example, that one of the three large US credit-rating agencies — Standard & Poor’s

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Neil Roland

Senior Correspondent


Neil has covered U.S. financial regulation for over two decades, mostly for Bloomberg and Crain Communications. He received a Loeb award for coverage of regulators' response to the collapse of Enron. He also garnered a SABEW award and some Jesse H. Neal awards for stories on the Federal Reserve's response to the 2008 financial crisis. Roland has appeared as a commentator on Fox TV, NPR, C-Span and Bloomberg TV. He received a Master's degree in public policy from Harvard and a Bachelors degree in economics from Cornell.

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