Financial Crime Financial Crime

Former GPB Capital compliance chief deserves prison for misusing confidential SEC files, US prosecutors say

By Richard Vanderford
  • 16 Mar 2021 16:14
  • 16 Mar 2021 16:25
A former private equity compliance chief should get up to six months in prison for stealing information from his old job at the Securities and Exchange Commission, US prosecutors said.

Michael Cohn, an SEC examiner who misused agency data in a new role as chief compliance officer for New York's GPB Capital Holdings,

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