Financial Services Financial Services

Broker research-unbundling rules to be tweaked in UK trading, transparency rules, FCA says

By Fiona Maxwell
  • 28 Apr 2021 08:27
  • 28 Apr 2021 08:55
Rules requiring brokers to separate payments for market research will be tweaked in the UK version of trading and transparency rules to provide an exemption for smaller companies, the Financial Conduct Authority said today (see here).
The FCA has followed the European Commission in relaxing the "research-unbundling rules" contained in

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Fiona Maxwell

Senior Correspondent


Fiona Maxwell is a financial services senior correspondent at MLex in London. She began her career as a reporter for Risk.net, writing about EU post-crisis regulation, and later worked for POLITICO in Brussels, covering the intersect between financial policy and politics. Prior to joining MLex, Fiona worked at the Bank of England as a policy adviser in the prudential policy directorate.

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