Sector Regulation Sector Regulation

Broker research-unbundling rules to be tweaked in UK trading, transparency rules, FCA says

By Fiona Maxwell
  • 28 Apr 2021 08:27
  • 28 Apr 2021 08:55
Rules requiring brokers to separate payments for market research will be tweaked in the UK version of trading and transparency rules to provide an exemption for smaller companies, the Financial Conduct Authority said today (see here).

The FCA has followed the European Commission in relaxing the "research-unbundling rules" contained in the revised Markets

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