Sector Regulation Sector Regulation

US SEC preparing security-based swaps rules for swap execution facilities, firms’ position reporting

By Neil Roland
  • 21 Jul 2021 16:28
  • 21 Jul 2021 16:28
The US Securities and Exchange Commission, which has lagged far behind the Commodity Futures Trading Commission in adopting Dodd-Frank Act derivatives rules, is considering standards for security-based swap trading venues and firms’ aggregate position reporting, SEC Chair Gary Gensler said.

Gensler also hinted in a speech today that the commission has enforcement cases

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