Sector Regulation Sector Regulation

US SEC has `robust pipeline’ of enforcement cases involving auditors, auditing firms, Grewal says

The US Securities and Exchange Commission has a “robust pipeline” of enforcement cases in the works involving auditors and auditing firms, SEC enforcement chief Gurbir Grewal said.
“You’ll see some of these in the very near future,” he said at a recent conference* where he acknowledged he was “hammering” auditors.

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Neil Roland

Senior Correspondent

Neil has covered U.S. financial regulation for over two decades, mostly for Bloomberg and Crain Communications. He received a Loeb award for coverage of regulators' response to the collapse of Enron. He also garnered a SABEW award and some Jesse H. Neal awards for stories on the Federal Reserve's response to the 2008 financial crisis. Roland has appeared as a commentator on Fox TV, NPR, C-Span and Bloomberg TV. He received a Master's degree in public policy from Harvard and a Bachelors degree in economics from Cornell.

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