Financial Crime Financial Crime

SEC won't be following US DOJ in corporate enforcement pivot, agency anticorruption boss says

By Richard Vanderford
  • 28 Oct 2021 17:06
  • 28 Oct 2021 17:06
The Securities and Exchange Commission doesn't intend to change its enforcement guidelines in light of the US Justice Department's announcement that it will get tougher on corporate offenders, the SEC's anticorruption chief said.

The SEC also doesn't expect to have additional resources to match a planned DOJ anticorruption "surge," Charles Cain, head of

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