Sector Regulation Sector Regulation

LEI requirement included in US SEC swap-execution facility plan

By Neil Roland
  • 06 Apr 2022 15:17
  • 06 Apr 2022 15:24
Legal entity identifiers would be required under rules the US Securities and Exchange Commission proposed today for the registration and regulation of security-based swap execution facilities.

The facilities, which are electronic swaps-trading venues, would have to adopt the identifiers used to track firms’ risk exposure and submit their unique 20-digit tags in government

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