Financial Crime Financial Crime

Banks, public companies to face slower US SEC settlements after policy shift, ex-enforcement boss says

By Richard Vanderford
  • 26 Feb 2021 17:11
  • 26 Feb 2021 17:27
A US Securities and Exchange Commission policy change will make it harder for public companies to reach settlements with the commission, a former top enforcer said. 

The SEC’s decision not to let companies bargain for waivers of certain collateral consequences has the potential to gum up settlement talks, recent SEC enforcement head Stephanie Avakian

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