Sector Regulation Sector Regulation

Comment: UK investment firms' regime tests proportionality, consumer protection balance

By Fiona Maxwell
  • 15 Dec 2020 08:03
  • 24 Feb 2021 04:52

New prudential rules for investment firms in the UK seek to marry up two seemingly contradictory aims: lighter rules for the industry that better protect consumers.

A new, simpler set of prudential requirements for investment firms should reduce barriers to entry and allow for better competition in the industry. But these

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